Search within Site Search the Web       Home › Investors › Shareholder Information › Shareholding Pattern       TATA SPONGE IRON LIMITED Cl-35 report: (I) (a) Statement showing Shareholding Pattern  Company Series : IP ISIN : INE674A01014                  Capital : 15400000 Scrip Code : 513010                  Scrip Symbol : TATASPONGE Quarter ended:  31st December 2011   Partly paid-up shares:- No. of partly paid-ip shares As a % of total no. of partly paid-up shares As a % of total no. of shares of the company Held by Promoter / Promoters Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Outstanding convertible securities:- No. of outstanding securities As a % of total No. of outstanding convertible securities As a % of total no. of shares of the company, assuming full conversion of the convertible securities Held by Promoter / Promoters Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants Held by Promoter / Promoters Group 0 0.00 0.00 Held by public 0 0.00 0.00 Total 0 0.00 0.00 Total paid-up capital of the company assuming full conversion of warrants and convertible securities 0 0.00 0.00                   Category code (I) Category of Shareholder (II) Number of shareholders (III) Total number of shares (IV) Number of shares held in dematerialised form (V) Total Shareholding as a percentage of total number of shares Shares pledged or otherwise encumbered As a percentage of (A+B) (VI) As a percentage of (A+B+C) (VII) Number of shares (VIII) As a Percentage(IX)=(VIII) / (IV)*100                      (A)    Shareholding of Promoter and Promoter Group                     (1)       Indian                        (a)          Individuals / Hindu Undivided Family 0 0 0 0.00 0.00 0 0.00          (b)          Cental Government / State Governments(s) 0 0 0 0.00 0.00 0 0.00          (c)          Bodies Corporate 3 6,725,136 6,725,136 43.67 43.67 0 0.00          (d)          Financial Institutions / Banks 0 0 0 0.00 0.00 0 0.00          (e)          Any other (specify)                       Sub-Total (A) (1) 3 6,725,136 6,725,136 43.67 43.67 0 0.00       (2)       Foreign           0 0.00          (a)          Individuals (Non-Resident Individuals/Foreign Individuals) 0 0 0 0.00 0.00 0 0.00          (b)          Bodies Corporate 0 0 0 0.00 0.00              (c)          Institutions 0 0 0 0.00 0.00 0 0.00          (d)          Any Other (specify) 0 0 0 0.00 0.00 N.A N.A         Sub-Total (A) (2)           N.A N.A      Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 3 6,725,136 6,725,136 43.67 43.67        (B)    Public Shareholding                     (1)       Institutions                        (a)          Mutual Funds / UTI 9 496,650 493,050 3.23 3.23              (b)          Financial Institutions / Banks 14 8,390 2,140 0.05 0.05              (c)          Cental Government / State Governments(s) 0 0 0 0.00 0.00              (d)          Venture Capital Funds 0 0 0 0.00 0.00              (e)          Insurance Companies 2 615,540 615,540 4.00 4.00              (f)          Foreign Institutional Investors 6 1,041,822 1,041,822 6.77 6.77              (g)          Foreign Venture Capital Investors       0.00 0.00              (h)          Any Other (Specify)           N.A N.A         Sub-Total (B) (1) 31 2,162,402 2,152,552 14.04 14.04           (2)       Non-Institutions                        (a)          Bodies Corporate 607 788,829 772,779 5.12 5.12              (b)          Individuals                           (i)             Individual Shareholders holding nominal Share Capital upto Rs.1 Lakh 30,420 4,822,974 3,774,011 31.32 31.32                 (ii)             Individual Shareholders holding nominal Share Capital in excess of Rs.1 Lakh 38 896,525 896,525 5.82 5.82              (c)          Any Other (Specify)                           (i)             Trust 2 2,334 2,334 0.02 0.02 N.A N.A             (ii)             Directors & their relatives 3 1,800 1,800 0.01 0.01             Sub-total (B) (2) 31070 6512462 5447449 42.29 42.29          Total Public Shareholding (B) = (B)(1)+(B)(2) 31,101 8,674,864 7,600,001 56.33 56.33       TOTAL (A)+(B) 31,104 15,400,000 14,325,137 100.00 100.00     (C) Shares held by Custodians against which DRs are issued (GDR)           N.A N.A (1) Promoter and Promoter Group 0 0 0   0.00     (2) Public 0 0 0   0.00       GRAND TOTAL (A)+(B)+(C) 31,104 15,400,000 14,325,137   100.00       CLAUSE 35 OF EQUITY LISTING AGREEMENT                     Name of the Company : TATA SPONGE IRON LIMIED                 Quarter ended : 31st December, 2011                       Scrip Code : 513010                                             (I)  (b) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Promoter and Promoter Group"                             Sr. No. (I)      Name of the shareholder (II) Details of  Shares held Encumbered Shares Details of  warrants Details of  convertible Securities Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital  (XII) No.of Shares held (III) As a % of Grand Total (A)+(B)+(C) (IV) Number of Shares (V) As a Percentage  (VI)=(V)/(III)*100 As a % of grand total (A)+(B)+(C ) of sub-clause (I)(a)  (VII) No.of warrants held (VIII) As a % of total number of warrants of the same class (IX) No.of convertible securities held (X) As a % of total number of convertible securities of same class                       (XI) 1 THE TATA IRON AND STEEL COMPANY LIMITED 6119960 39.74 0 0.00 0.00 0 0.00 0 0.00 39.74 2 KALIMATI INVESTMENT COMPANY LIMITED 539554 3.50 0 0.00 0.00 0 0.00 0 0.00 3.50 3 TATA INVESTMENT CORPORATION LIMITED 65622 0.43 0 0.00 0.00 0 0.00 0 0.00 0.43 TOTAL 6725136 43.67 0 0.00 0.00 0 0.00 0 0.00 43.67 (I)  (c) (i) Statement showing holding of securities (including shares,warrants,convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares                             Sr. No. (I)      Name of the shareholder (II) Details of  Shares held Details of  warrants Details of  convertible Securities Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital       No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held   % w.r.t. total number of convertible securities of same class       1 PINEBRIDGE INVESTMENTS ASIA LIMITED A/C PINEBRIDGE INVESTMENTS GF MAURITIUS LTD. 707915 4.60 0 0.00 0 0.00 4.60       2 LIFE INSURANCE CORPORATION OF INDIA 402208 2.61 0 0.00 0 0.00 2.61       3 BIRLA SUN LIFE INSURANCE COMPANY LIMITED 306109 1.99 0 0.00 0 0.00 1.99       4 BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA SUN LIFE DIVIDEND YIELD PLUS 250000 1.62 0 0.00 0 0.00 1.62       5 RELIANCE CAPITAL TRUSTEE CO. LTD-A/C RELIANCESMALL CAP FUND 219050 1.42 0 0.00 0 0.00 1.42       6 GENERAL INSURANCE CORPORATION OF INDIA 213332 1.39 0 0.00 0 0.00 1.39       7 EMERGENT INDIA INVESTMENT LIMITED A/C RELIANCE EMERGENT INDIA FUND 178500 1.16 0 0.00 0 0.00 1.16       TOTAL 2277114 14.79 0 0.00 0 0.00 14.79       (I)  (c) (ii) Statement showing holding of securities (including shares,warrants,convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company                             Sr. No. (I)      Name of the shareholder (II) Details of  Shares held Details of  warrants Details of  convertible Securities Total shares(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital     No.of Shares held   Shares as a percentage of total number of shares {.i.e. Grand Total (A)+(B)+(C) indicated in Statement at para (I) (a) above} No.of warrants held  As a % of total number of warrants of the same class   No.of convertible securities held   % w.r.t. total number of convertible securities of same class     1 -------------------------------------------------N.A.----------------------------------------------------------------------------------     2     TOTAL 0 0.00 0 0.00   0 0.00                             (I) (d) Statement showing details of locked-in-shares                                         Sr. No. Name of the shareholder Category of Shareholders (Promoters / Public) Number of Locked-in Shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above)         1 -------------------------------------------------N.A.--------------------------------------------------         2         TOTAL                                 (II) (a) Statement showing details of Depository Receipts (DRs)                                         Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of outstanding DRs Number of Shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above)         1 -------------------------------------------------N.A.--------------------------------------------------         2         TOTAL                                 (II) (b) Statement showing holding of Depository Receipts (DRs), where underlying shares held by 'Promoter / Promoter Group'            are in excess of 1% of the total number of shares                                         Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs,etc.) Number of Shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I)(a) above)         1 -------------------------------------------------N.A.--------------------------------------------------         2         TOTAL           Name of the Company : TATA SPONGE IRON LIMIED               Scrip Code : 513010     Quarter ended:  31st December 2011   (III) (a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer.                   Category code             (I) Category of Shareholder                           (II) Number of Voting Rights held in each class of securities Total Voting Rights (III+IV+V) Total Voting Rights i.e. (VI)   Class X (III) Class Y (IV) Class Z (V) As a percentage of (A+B) (VI) As a percentage of (A+B+C)                       (VII)   (A) Shareholding of Promoter and Promoter Group               (1) Indian               (a) Individuals / Hindu Undivided Family               (b) Cental Government / State Governments(s)               (c) Bodies Corporate                (d) Financial Institutions / Banks               (e) Any Other  (Trust )               Sub-Total (A) (1) 0 0 0 0.00 0.00 0.00   (2) Foreign               (a) Individuals (Non-Resident Individuals / Foreign Individuals)               (b) Bodies Corporate               (c) Institutions               (d) Any Other (specify)               Sub-Total (A) (2) 0 0 0 0.00 0.00 0.00   Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) 0 0 0 0.00 0.00 0.00