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CLAUSE 35 OF EQUITY LISTING AGREEMENT |
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Name of the Company : TATA SPONGE IRON LIMIED |
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Quarter ended : 31st December, 2011 |
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Scrip Code : 513010 |
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(I) (b) |
Statement showing holding of securities (including
shares,warrants,convertible securities) of persons
belonging to the category "Promoter and Promoter Group" |
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Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Encumbered Shares |
Details of warrants |
Details of convertible Securities |
Total shares(including underlying shares assuming full
conversion of warrants and convertible securities) as a
% of diluted share capital (XII) |
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No.of Shares held (III) |
As a % of Grand Total (A)+(B)+(C) (IV) |
Number of Shares (V) |
As a Percentage (VI)=(V)/(III)*100 |
As a % of grand total (A)+(B)+(C ) of sub-clause (I)(a)
(VII) |
No.of warrants held (VIII) |
As a % of total number of warrants of the same class
(IX) |
No.of convertible securities held
(X) |
As a % of total number of convertible securities of same
class (XI) |
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1 |
THE TATA IRON AND STEEL COMPANY LIMITED |
6119960 |
39.74 |
0 |
0.00 |
0.00 |
0 |
0.00 |
0 |
0.00 |
39.74 |
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2 |
KALIMATI INVESTMENT COMPANY LIMITED |
539554 |
3.50 |
0 |
0.00 |
0.00 |
0 |
0.00 |
0 |
0.00 |
3.50 |
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3 |
TATA INVESTMENT CORPORATION LIMITED |
65622 |
0.43 |
0 |
0.00 |
0.00 |
0 |
0.00 |
0 |
0.00 |
0.43 |
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TOTAL |
6725136 |
43.67 |
0 |
0.00 |
0.00 |
0 |
0.00 |
0 |
0.00 |
43.67 |
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(I) (c) (i) |
Statement showing holding of securities (including
shares,warrants,convertible securities) of persons
belonging to the category "Public" and holding more than
1% of the total number of shares |
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Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Details of warrants |
Details of convertible Securities |
Total shares(including underlying shares assuming full
conversion of warrants and convertible securities) as a
% of diluted share capital |
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No.of Shares held |
Shares as a percentage of total number of shares {.i.e.
Grand Total (A)+(B)+(C) indicated in Statement at para
(I) (a) above} |
No.of warrants held |
As a % of total number of warrants of the same class |
No.of convertible securities held
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% w.r.t. total number of convertible securities of same
class |
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1 |
PINEBRIDGE INVESTMENTS ASIA LIMITED A/C PINEBRIDGE
INVESTMENTS GF MAURITIUS LTD. |
707915 |
4.60 |
0 |
0.00 |
0 |
0.00 |
4.60 |
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2 |
LIFE INSURANCE CORPORATION OF INDIA |
402208 |
2.61 |
0 |
0.00 |
0 |
0.00 |
2.61 |
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3 |
BIRLA SUN LIFE INSURANCE COMPANY LIMITED |
306109 |
1.99 |
0 |
0.00 |
0 |
0.00 |
1.99 |
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4 |
BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE LIMITED A/C BIRLA
SUN LIFE DIVIDEND YIELD PLUS |
250000 |
1.62 |
0 |
0.00 |
0 |
0.00 |
1.62 |
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5 |
RELIANCE CAPITAL TRUSTEE CO. LTD-A/C RELIANCESMALL CAP
FUND |
219050 |
1.42 |
0 |
0.00 |
0 |
0.00 |
1.42 |
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6 |
GENERAL INSURANCE CORPORATION OF INDIA |
213332 |
1.39 |
0 |
0.00 |
0 |
0.00 |
1.39 |
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7 |
EMERGENT INDIA INVESTMENT LIMITED A/C RELIANCE EMERGENT
INDIA FUND |
178500 |
1.16 |
0 |
0.00 |
0 |
0.00 |
1.16 |
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TOTAL |
2277114 |
14.79 |
0 |
0.00 |
0 |
0.00 |
14.79 |
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(I) (c) (ii) |
Statement showing holding of securities (including
shares,warrants,convertible securities) of persons
(together with PAC) belonging to the category "Public"
and holding more than 5% of the total number of shares
of the company |
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Sr. No.
(I) |
Name of the shareholder
(II) |
Details of Shares held |
Details of warrants |
Details of convertible Securities |
Total shares(including underlying shares assuming full
conversion of warrants and convertible securities) as a
% of diluted share capital |
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No.of Shares held |
Shares as a percentage of total number of shares {.i.e.
Grand Total (A)+(B)+(C) indicated in Statement at para
(I) (a) above} |
No.of warrants held |
As a % of total number of warrants of the same class |
No.of convertible securities held
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% w.r.t. total number of convertible securities of same
class |
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1 |
-------------------------------------------------N.A.---------------------------------------------------------------------------------- |
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2 |
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TOTAL |
0 |
0.00 |
0 |
0.00 |
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0 |
0.00 |
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(I) (d) Statement showing details of locked-in-shares |
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Sr. No. |
Name of the shareholder |
Category of Shareholders (Promoters / Public) |
Number of Locked-in Shares |
Locked-in shares as a percentage of total number of
shares {i.e., Grand Total (A)+(B)+(C) indicated in
statement at para (I)(a) above) |
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1 |
-------------------------------------------------N.A.-------------------------------------------------- |
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2 |
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TOTAL |
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(II) (a) Statement showing details of Depository
Receipts (DRs) |
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Sr. No. |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of outstanding DRs |
Number of Shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of
total number of shares {i.e., Grand Total (A)+(B)+(C)
indicated in statement at para (I)(a) above) |
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1 |
-------------------------------------------------N.A.-------------------------------------------------- |
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2 |
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TOTAL |
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(II) (b) Statement showing holding of Depository
Receipts (DRs), where underlying shares held by
'Promoter / Promoter Group' |
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are in excess of 1% of the total number of shares |
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Sr. No. |
Name of the DR Holder |
Type of outstanding DR (ADRs, GDRs, SDRs,etc.) |
Number of Shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of
total number of shares {i.e., Grand Total (A)+(B)+(C)
indicated in statement at para (I)(a) above) |
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1 |
-------------------------------------------------N.A.-------------------------------------------------- |
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2 |
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TOTAL |
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